Compliance Monitoring & Testing (12 month FTC)
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This role undertaking Compliance Monitoring & testing is offered on a 12 month fixed term contract basis.
Your main responsibilities will include:
> Participating in execution of annual Regulatory Compliance Monitoring (RCM) and Testing (“M&T”) Plan consisting of approximately 30 reviews across 20 Jersey and 12 Guernsey regulated legal entities and 14 licenses; > Drafting reports of findings following RCM Monitoring and Testing Plan reviews for Director, M&T approval prior to release to business; > Collaborating with CI and UK Compliance teams to report findings from M&T program and obtain feedback to enhance RCM Review scope; > Collaborating with other Functional and business monitoring roles to share findings and best practices; > Assisting Director M&T in drafting of training materials for CI core policies.
You will ideally be a pragmatic risk manager, with good research and analytical skills.
For more information on this role please contact Jamie on 707812 or email your CV to jobs@excel-recruitment.com
Your main responsibilities will include:
> Participating in execution of annual Regulatory Compliance Monitoring (RCM) and Testing (“M&T”) Plan consisting of approximately 30 reviews across 20 Jersey and 12 Guernsey regulated legal entities and 14 licenses; > Drafting reports of findings following RCM Monitoring and Testing Plan reviews for Director, M&T approval prior to release to business; > Collaborating with CI and UK Compliance teams to report findings from M&T program and obtain feedback to enhance RCM Review scope; > Collaborating with other Functional and business monitoring roles to share findings and best practices; > Assisting Director M&T in drafting of training materials for CI core policies.
You will ideally be a pragmatic risk manager, with good research and analytical skills.
For more information on this role please contact Jamie on 707812 or email your CV to jobs@excel-recruitment.com
If you are looking for new jobs in Jersey, contact us on 01534 707800 or email hello@excel-recruitment.com.