Our client is seeking a Senior Compliance Manager to join their team.
Reporting to an Associate Director, Client Compliance you will act as the designated Compliance Officer (CO) and Money Laundering Compliance Officer (MLCO) for a small portfolio of Client Regulated entities and as Money Laundering Reporting officer for their Client Supervised Entities.
Your focus
- Act as MLCO to Client Supervised entities (Jersey Private Funds and Schedule 2 businesses)
- Support the Associate Director coordinating, reviewing and approving draft compliance reports, annual governance documents, and other compliance documents to be presented to the boards of client entities
- Act as key contact with the JFSC in respect of the entities you are acting as MLCO
- Maintain client compliance trackers
- Assist in developing and implement client compliance policies and procedures
- Assist in the monitoring and reporting of regular client compliance items such as AIFMD or annual regulatory fees
- Provide compliance support and guidance to client service teams as required
Your experience
- 24 months + of relevant experience with JPFs/ Supervised entities
- Well organised and good knowledge of Word and Excel
- Hold a Table 4 qualification in compliance, AML/CFT/CPF or similar
- Comprehensive knowledge of AML/CFT/CPF regulation and Codes of
- Practices relevant to Funds
- A good understanding of Fund and Corporate structures
- Ability to demonstrate excellent communication skills providing clear direction and attentive listening
- Demonstrates commercial awareness by applying business insight and client intel to improve client service provision and advance the organisation’s goals
For more information, please contact Jamie on 707812 or email your CV to jobs@excel-recruitment.com