Our Client is seeking an experienced Senior Compliance Officer to join their team.

Key Responsibilities:

• Provide support and assistance to all members of the Compliance team
• Liaise with colleagues and external parties maintaining strong professional relationships
• Follow methodologies, internal policies and procedures, identifying risks, pursuing policies and procedures and managing exposure accordingly
• Identify and report to management any key breaches and failures
• Undertake computer-based risk reviews on Trust, Company and Fund entities some of which will be part of larger/more complex structures
• Identify and recommend changes to processes, policies and procedures ensuring compliance is achieved and maintained
• Review new business applications, taking ownership of the more complex applications
• Deliver assigned sections of the AML/CFT/CPF Compliance Monitoring Programme maintaining allocated registers
• Ensure that required knowledge of applicable regulatory developments is up-to-date within the business
• Specification and independent delivery of compliance projects
• Preparation of reports as/when required

Key Requirements:

• Experienced in compliance and regulatory affairs and have a good understanding of Trust, Fund and Company administration
• Good understanding of relevant and applicable regulation/legislation; being a source of knowledge and expertise to provide guidance and technical support to the business
• Excellent communication skills, both written and spoken
• Excellent organisational, time management and analytical skills
• Will ideally hold or will be studying towards a relevant professional qualification (such as STEP or CGI)
• Excellent attention to detail

For more information, please contact Stu on 01534 707816 or email your CV to jobs@excel-recruitment.com