Our client is seeking a Senior Compliance Officer to join their team.
The Senior Compliance Officer must be experienced in compliance and regulatory affairs and have a good understanding of Trust, Fund and Company administration.
Role Responsibilities
- Provide support and assistance to all members of the compliance team along with maintaining and sustaining a good working relationship with colleagues from other departments.
- Liaise with colleagues and external parties either face-to-face/by telephone/letter and/or email.
- Follow methodologies, internal policies and procedures. Spotting risks and pursuing policies and procedures that bring such exposures to levels deemed acceptable.
- Identify and recommend changes to processes, policies and procedures ensuring compliance is achieved and maintained.
- Undertake computer-based risk reviews on Trust, Company and Fund entities some of which will be part of a larger structure ensuring that they are conducted to a high standard in a risk-based and timely manner whilst meeting team objectives. Due to the level of seniority the more complex risk reviews should be undertaken.
Skills, Knowledge and Expertise
- Good understanding of relevant and applicable regulation/legislation; being a source of knowledge and expertise to provide guidance and technical support to the business
- Excellent communication skills, both written and spoken.
- Excellent organisational, time management and analytical skills.
- Will ideally hold or will be studying towards a relevant professional qualification (such as STEP or CGI)
- Excellent attention to detail
For more information, please contact Stu on 707816 or email your CV to jobs@excel-recruitment.com