Our client is seeking a Senior Compliance Administrator to join their team. 

Principal Responsibilities

• Assist with the review of potential new clients, including reviewing new business take-on forms, client due diligence profiles, risk assessments, client identification documents and other documentation as appropriate;
• Analyse and process compliance related forms;
• Assist with the maintenance of compliance files, registers, monitoring spreadsheets and/or databases;
• Attend internal / relevant meetings, as required;
• Assist with the preparation of compliance related management information and reports;
• Consider or suggest ways of improving internal procedures and practices encountered whilst performing principal responsibilities and assist with their implementation;

Competencies

• Possess a relevant professional compliance qualification;
• Minimum of 5 years’ financial services industry experience in a Trust, Funds and Company compliance environment;
• Have a good understanding of anti-money laundering and client due diligence requirements for financial service business and its Clients;
• Be methodical and have excellent attention to detail;
• Be self-motivated, adaptable and flexible in approach to the work;

For more information, please contact Jamie on 707812 or email your CV to jobs@excel-recruitment.com