Our Client is seeking a seasoned Compliance Manager to join their business.
In this role, you will provide management assistance in delivering a successful, effective Compliance function, ensuring that all relevant entities comply with the relevant laws, applicable codes of practice and internal policies and procedures.
Key responsibilities:
- Act as Money Laundering Reporting Officer (MLRO) for Group entities.
- Act as Money Laundering Compliance Officer (MLCO) for Group entities.
- Liaise with Jersey Financial Services Commission as and when required.
- Liaise with business teams in relation to AML and CFT and regulatory compliance regulations, internal procedures, and controls.
- Design, amend, and test the relevant AML / CFT systems and controls (including policies and procedures) and their effectiveness to ensure that AML / CFT Codes of Practice are being complied with.
- Prepare appropriate and informative MLRO and MLCO (and CO reports if required) related management information and reports and be able to present these at Board meetings.
- To be a management point of contact to ensure adherence to all applicable regulatory laws, regulations, policies, and procedures.
- Design, amend, and update, as required the relevant regulatory systems and controls and policies, and procedures for the business.
- Review compliance monitoring programmes and testing, presenting findings and recommendations as appropriate.
- Assist employees with queries that may arise on regulatory compliance matters.
As the ideal candidate, you will have a minimum of 10 years financial services industry experience and will hold a relevant professional qualification (eg ICA Diploma in Compliance/AML or equivalent).
For more information on this role please contact Jamie on 707812 or email your CV to jobs@excel-recruitment.com