Our client is seeking a Client Lifecycle Exec to join their team.
Summary of responsibilities:
- Client on-boarding
- Undertake due diligence as required on the prospect
- Complete KYC Memos on MiCA
- Liaise with the client and relevant CRM as required providing high quality relationship management throughout the client lifecycle, checking client understanding to ensure good client outcomes
- Periodic Client Reviews (PCRs) and Trigger Event reviews
- Preparation of the KYC Memo for all clients at the required run rates throughout the year
- Ensure that PCRs are completed to the required standard, so that Compliance sign off can be obtained at the first attempt
- Prepare and submit to RRAC any PCRs/Trigger Events, which remain incomplete 90 days after the due date
Competencies
- Excellent knowledge of AML/KYC
- Experience in performing Customer Due Diligence
- Able to communicate effectively through different backgrounds and cultures
- Effective written and spoken communication skills
- Strong risk awareness and able to identify and confidently raise issues
Work Experience
- Experience in similar roles
- Excellent knowledge of AML/KYC
- Experience of working on Compliance related projects/Customer Due Diligence
- Wealth management and private banking experience is desirable
- Desirable:
- Level 4 diploma qualified (or working towards) an AML compliance qualification
For more information, please contact Stu on 707816 or email your CV to jobs@excel-recruitment.com